Unclaimed Profile

Steven Donn Roth

DEAN CAPITAL MANAGEMENT, LLC·OVERLAND PARK, Kansas

Clean recordDEAN CAPITAL MANAGEMENT, LLC

7400 WEST 130TH STREET, OVERLAND PARK, KS 66213CRD# 4236043Firm CRD# 145666

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Donn Roth · OVERLAND PARK, KS

Registration

CRD #4236043 · DEAN CAPITAL MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Steven Donn Roth is a registered financial advisor based in OVERLAND PARK, Kansas, affiliated with DEAN CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Institutional Investors

Introduction

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Firm Overview

Firm

DEAN CAPITAL MANAGEMENT, LLC

DEAN CAPITAL MANAGEMENT

AUM

$1.1B

Regulatory assets under management

Employees

Total firm employees

View all advisors at DEAN CAPITAL MANAGEMENT, LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 4236043

Firm CRD# 145666

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Steven Donn Roth offer?

Steven Donn Roth specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in OVERLAND PARK, Kansas for a consultation.

What are Steven Donn Roth's credentials?

Steven Donn Roth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Donn Roth located?

Steven Donn Roth is based in OVERLAND PARK, Kansas, working with DEAN CAPITAL MANAGEMENT, LLC. Their office serves clients in the OVERLAND PARK metropolitan area and surrounding communities.

How does Steven Donn Roth charge for services?

Steven Donn Roth's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DEAN CAPITAL MANAGEMENT, LLC?

DEAN CAPITAL MANAGEMENT, LLC has approximately 6 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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