Unclaimed Profile

Stephen Michael Miller

DEAN CAPITAL MANAGEMENT, LLC·OVERLAND PARK, Kansas

Series 6, Series 26, Series 28, Series 63, Series 65Clean record26 years registeredDEAN CAPITAL MANAGEMENT, LLC

7400 WEST 130TH STREET, OVERLAND PARK, KS 66213CRD# 2686150Firm CRD# 145666

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Michael Miller · OVERLAND PARK, KS

Registration

CRD #2686150 · DEAN CAPITAL MANAGEMENT, LLC · 26 years registered

Brand Profile

Not yet started

Career History

DEAN FINANCIAL SERVICES

Mar 2007 – present

DEAN INVESTMENTS

Nov 1999 – present

Registrations & Exams

FINRA examinations passed

Series 6

Series 26

Series 28

Series 63

Series 65

Registration record

First registered · November 17, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DEAN CAPITAL MANAGEMENT, LLC

CRD 145666 · SEC 801-68942

AUM

$1.1B

Regulatory assets under management

Employees

547 client accounts

Services offered by DEAN CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at DEAN CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Michael Miller offer?

Stephen Michael Miller specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in OVERLAND PARK, Kansas for a consultation.

What are Stephen Michael Miller's credentials?

Stephen Michael Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Michael Miller located?

Stephen Michael Miller is based in OVERLAND PARK, Kansas, working with DEAN CAPITAL MANAGEMENT, LLC. Their office serves clients in the OVERLAND PARK metropolitan area and surrounding communities.

How does Stephen Michael Miller charge for services?

Stephen Michael Miller's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DEAN CAPITAL MANAGEMENT, LLC?

DEAN CAPITAL MANAGEMENT, LLC has approximately 6 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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