Unclaimed Profile

Douglas Allen Leach

DEAN CAPITAL MANAGEMENT, LLC·OVERLAND PARK, Kansas

Series 6, Series 63Clean record18 years registeredDEAN CAPITAL MANAGEMENT, LLC

7400 WEST 130TH STREET, OVERLAND PARK, KS 66213CRD# 2199570Firm CRD# 145666

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Allen Leach · OVERLAND PARK, KS

Registration

CRD #2199570 · DEAN CAPITAL MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

DEAN CAPITAL MANAGEMENT

Mar 2008 – present

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · March 31, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DEAN CAPITAL MANAGEMENT, LLC

CRD 145666 · SEC 801-68942

AUM

$1.1B

Regulatory assets under management

Employees

547 client accounts

Services offered by DEAN CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at DEAN CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Allen Leach offer?

Douglas Allen Leach specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in OVERLAND PARK, Kansas for a consultation.

What are Douglas Allen Leach's credentials?

Douglas Allen Leach is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Allen Leach located?

Douglas Allen Leach is based in OVERLAND PARK, Kansas, working with DEAN CAPITAL MANAGEMENT, LLC. Their office serves clients in the OVERLAND PARK metropolitan area and surrounding communities.

How does Douglas Allen Leach charge for services?

Douglas Allen Leach's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DEAN CAPITAL MANAGEMENT, LLC?

DEAN CAPITAL MANAGEMENT, LLC has approximately 6 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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