Unclaimed Profile

David Lawrence Baker

LEGACY INVESTMENT PARTNERS, LLC·OVERLAND PARK, Kansas

Series 7, Series 31, Series 63, Series 65Clean record24 years registeredLEGACY INVESTMENT PARTNERS, LLC

6240 WEST 135TH STREET, OVERLAND PARK, KS 66223CRD# 2992141Firm CRD# 133014

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lawrence Baker · OVERLAND PARK, KS

Registration

CRD #2992141 · LEGACY INVESTMENT PARTNERS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

LEGACY INVESTMENT PARTNERS, LLC

Jan 2016 – present

LEGACY INVESTMENT PARTNERS, LLC

Oct 2004 – Dec 2015

LEAWOOD, KS

WACHOVIA SECURITIES, LLC

Sep 2001 – Nov 2004

OVERLAND PARK, KS

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · September 4, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY INVESTMENT PARTNERS, LLC

CRD 133014 · SEC 801-63567

AUM

$277M

Regulatory assets under management

Employees

349 client accounts

Services offered by LEGACY INVESTMENT PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY INVESTMENT PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does David Lawrence Baker offer?

David Lawrence Baker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OVERLAND PARK, Kansas for a consultation.

What are David Lawrence Baker's credentials?

David Lawrence Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lawrence Baker located?

David Lawrence Baker is based in OVERLAND PARK, Kansas, working with LEGACY INVESTMENT PARTNERS, LLC. Their office serves clients in the OVERLAND PARK metropolitan area and surrounding communities.

How does David Lawrence Baker charge for services?

David Lawrence Baker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY INVESTMENT PARTNERS, LLC?

LEGACY INVESTMENT PARTNERS, LLC has approximately 4 employees and manages $277M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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