Unclaimed Profile

Shawn Michael Mihal

WADDELL & REED, INC.·OVERLAND PARK, Kansas

SIE, Series 7, Series 24, Series 66, Series 99TOClean record21 years registeredWADDELL & REED, INC.

6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200CRD# 3262384Firm CRD# 866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn Michael Mihal · OVERLAND PARK, KS

Registration

CRD #3262384 · WADDELL & REED, INC. · 21 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Sep 2023 – present

SAGEPOINT FINANCIAL, INC.

May 2023 – Sep 2023

Fort Lauderdale, FL

LPL FINANCIAL LLC

Jan 2022 – Oct 2022

FT. LAUDERDALE, FL

LPL FINANCIAL LLC

Jul 2021 – Dec 2021

FT. LAUDERDALE, FL

WADDELL & REED

Apr 2015 – Oct 2021

FORT LAUDERDALE, FL

TRANSAMERICA FINANCIAL ADVISORS, INC.

Sep 2010 – Mar 2015

ST. PETERSBURG, FL

GREAT AMERICAN ADVISORS, INC.

Jan 2005 – Aug 2010

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · January 24, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WADDELL & REED, INC.

CRD 866 · SEC 801-16720

AUM

$33.2B

Regulatory assets under management

Employees

1,700

187,019 client accounts

Services offered by WADDELL & REED, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WADDELL & REED, INC. →

Introduction

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Frequently Asked Questions

What services does Shawn Michael Mihal offer?

Shawn Michael Mihal specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OVERLAND PARK, Kansas for a consultation.

What are Shawn Michael Mihal's credentials?

Shawn Michael Mihal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn Michael Mihal located?

Shawn Michael Mihal is based in OVERLAND PARK, Kansas, working with WADDELL & REED, INC.. Their office serves clients in the OVERLAND PARK metropolitan area and surrounding communities.

How does Shawn Michael Mihal charge for services?

Shawn Michael Mihal's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WADDELL & REED, INC.?

WADDELL & REED, INC. has approximately 1700 employees and manages $33.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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