Unclaimed Profile

Mark Joseph Schlafly

WADDELL & REED, INC.·OVERLAND PARK, Kansas

SIE, Series 7, Series 7TO, Series 24, Series 63CFPClean record18 years registeredWADDELL & REED, INC.

6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200CRD# 1091509Firm CRD# 866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Joseph Schlafly · OVERLAND PARK, KS

Registration

CRD #1091509 · WADDELL & REED, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WADDELL & REED, INC.

PINNACLE INVESTMENTS, LLC

Sep 2020 – Jan 2022

ST. LOUIS, MO

VISIONARY WEALTH ADVISORS, LLC

Oct 2017 – Sep 2025

ST. LOUIS, MO

ADVANTAGE CAPITAL CORPORATION

Jul 2008 – Mar 2009

ATLANTA, GA

FSC SECURITIES CORPORATION

Jul 2008 – Apr 2011

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Registration record

First registered · July 22, 2008

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WADDELL & REED, INC.

CRD 866 · SEC 801-16720

AUM

$33.2B

Regulatory assets under management

Employees

1,700

187,019 client accounts

Services offered by WADDELL & REED, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WADDELL & REED, INC. →

Introduction

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Frequently Asked Questions

What services does Mark Joseph Schlafly offer?

Mark Joseph Schlafly specializes in Financial Planning, Investment Management, Wealth Management.

What are Mark Joseph Schlafly's credentials?

Mark Joseph Schlafly holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mark Joseph Schlafly located?

Mark Joseph Schlafly is based in OVERLAND PARK, Kansas, last registered with WADDELL & REED, INC..

How does Mark Joseph Schlafly charge for services?

Mark Joseph Schlafly's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WADDELL & REED, INC.?

WADDELL & REED, INC. has approximately 1700 employees and manages $33.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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