Unclaimed Profile

Ajay Kumar Gupta

CREATIVE PLANNING, LLC·OVERLAND PARK, Kansas

Series 7, Series 31, Series 6625 years registeredCREATIVE PLANNING, LLC

5454 W. 110TH STREET, OVERLAND PARK, KS 66211CRD# 4294634Firm CRD# 105348

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ajay Kumar Gupta · OVERLAND PARK, KS

Registration

CRD #4294634 · CREATIVE PLANNING, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CREATIVE PLANNING, LLC

CREATIVE PLANNING

Oct 2016 – Nov 2020

SAN DIEGO, CA

STRONGHOLD FINANCIAL, LLC

Oct 2014 – Mar 2017

SAN DIEGO, CA

GUPTA WEALTH MANAGEMENT, LLC

Oct 2013 – Aug 2017

SAN DIEGO, CA

UBS FINANCIAL SERVICES INC.

Aug 2008 – Oct 2013

LA JOLLA, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2001 – Aug 2008

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 66

Registration record

First registered · February 6, 2001

Years registered · 25

Disclosure History

2021Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CREATIVE PLANNING, LLC

CRD 105348 · SEC 801-18564

AUM

$175.3B

Regulatory assets under management

Employees

1,319

234,298 client accounts

Services offered by CREATIVE PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CREATIVE PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does Ajay Kumar Gupta offer?

Ajay Kumar Gupta specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Ajay Kumar Gupta's credentials?

Ajay Kumar Gupta is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ajay Kumar Gupta located?

Ajay Kumar Gupta is based in OVERLAND PARK, Kansas, last registered with CREATIVE PLANNING, LLC.

How does Ajay Kumar Gupta charge for services?

Ajay Kumar Gupta's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CREATIVE PLANNING, LLC?

CREATIVE PLANNING, LLC has approximately 1319 employees and manages $175.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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