Unclaimed Profile

Steven Anthony Conard

COMPASS FINANCIAL SERVICES, INC.·WEST DES MOINES, Iowa

SIE, Series 7, Series 63, Series 66CFPClean record21 years registeredCOMPASS FINANCIAL SERVICES, INC.

4801 WESTOWN PARKWAY, WEST DES MOINES, IA 50266CRD# 4370333Firm CRD# 109441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Anthony Conard · WEST DES MOINES, IA

Registration

CRD #4370333 · COMPASS FINANCIAL SERVICES, INC. · 21 years registered

Brand Profile

Not yet started

Career History

COMPASS FINANCIAL SERVICES

Oct 2004 – present

LPL FINANCIAL LLC

Sep 2025 – Dec 2025

ADEL, IA

LPL FINANCIAL LLC

Oct 2004 – Oct 2020

ADEL, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · October 4, 2004

Years registered · 21

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS FINANCIAL SERVICES, INC.

CRD 109441 · SEC 801-118466

AUM

$288M

Regulatory assets under management

Employees

1,684 client accounts

Services offered by COMPASS FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS FINANCIAL SERVICES, INC. →

Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WEST DES MOINES?

Browse all registered financial advisors in WEST DES MOINES, Iowa or claim this profile if it's yours.

Browse WEST DES MOINES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Steven Anthony Conard offer?

Steven Anthony Conard specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WEST DES MOINES, Iowa for a consultation.

What are Steven Anthony Conard's credentials?

Steven Anthony Conard holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Steven Anthony Conard located?

Steven Anthony Conard is based in WEST DES MOINES, Iowa, working with COMPASS FINANCIAL SERVICES, INC.. Their office serves clients in the WEST DES MOINES metropolitan area and surrounding communities.

How does Steven Anthony Conard charge for services?

Steven Anthony Conard's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS FINANCIAL SERVICES, INC.?

COMPASS FINANCIAL SERVICES, INC. has approximately 12 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →