Unclaimed Profile

Kurtis Scott Pearson

COMPASS FINANCIAL SERVICES, INC.·WEST DES MOINES, Iowa

SIE, Series 6, Series 7, Series 24, Series 26, Series 63CFP27 years registeredCOMPASS FINANCIAL SERVICES, INC.

4801 WESTOWN PARKWAY, WEST DES MOINES, IA 50266CRD# 2075936Firm CRD# 109441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kurtis Scott Pearson · WEST DES MOINES, IA

Registration

CRD #2075936 · COMPASS FINANCIAL SERVICES, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMPASS FINANCIAL SERVICES, INC.

COMPASS FINANCIAL SERVICES

Feb 1999 – Apr 2024

West Des Moines, IA

LPL FINANCIAL LLC

Jan 1999 – May 2024

WEST DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 63

Registration record

First registered · January 1, 1999

Years registered · 27

Professional designation · CFP

Disclosure History

2010Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMPASS FINANCIAL SERVICES, INC.

CRD 109441 · SEC 801-118466

AUM

$288M

Regulatory assets under management

Employees

1,684 client accounts

Services offered by COMPASS FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Kurtis Scott Pearson offer?

Kurtis Scott Pearson specializes in Financial Planning, Investment Management, Wealth Management.

What are Kurtis Scott Pearson's credentials?

Kurtis Scott Pearson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kurtis Scott Pearson located?

Kurtis Scott Pearson is based in WEST DES MOINES, Iowa, last registered with COMPASS FINANCIAL SERVICES, INC..

How does Kurtis Scott Pearson charge for services?

Kurtis Scott Pearson's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS FINANCIAL SERVICES, INC.?

COMPASS FINANCIAL SERVICES, INC. has approximately 12 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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