Unclaimed Profile

Caleb Wellington Pearson

COMPASS FINANCIAL SERVICES, INC.·WEST DES MOINES, Iowa

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record13 years registeredCOMPASS FINANCIAL SERVICES, INC.

4801 WESTOWN PARKWAY, WEST DES MOINES, IA 50266CRD# 5802474Firm CRD# 109441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Caleb Wellington Pearson · WEST DES MOINES, IA

Registration

CRD #5802474 · COMPASS FINANCIAL SERVICES, INC. · 13 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Oct 2023 – present

COMPASS FINANCIAL SERVICES

Jul 2013 – present

LPL FINANCIAL LLC

Jun 2013 – Oct 2020

CLIVE, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 14, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS FINANCIAL SERVICES, INC.

CRD 109441 · SEC 801-118466

AUM

$288M

Regulatory assets under management

Employees

1,684 client accounts

Services offered by COMPASS FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Caleb Wellington Pearson offer?

Caleb Wellington Pearson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WEST DES MOINES, Iowa for a consultation.

What are Caleb Wellington Pearson's credentials?

Caleb Wellington Pearson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Caleb Wellington Pearson located?

Caleb Wellington Pearson is based in WEST DES MOINES, Iowa, working with COMPASS FINANCIAL SERVICES, INC.. Their office serves clients in the WEST DES MOINES metropolitan area and surrounding communities.

How does Caleb Wellington Pearson charge for services?

Caleb Wellington Pearson's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS FINANCIAL SERVICES, INC.?

COMPASS FINANCIAL SERVICES, INC. has approximately 12 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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