Unclaimed Profile

John Stanley Tuve

TUVE INVESTMENT MANAGEMENT, INC.·WATERLOO, Iowa

SIE, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63CFP30 years registeredTUVE INVESTMENT MANAGEMENT, INC.

227 EAST SAN MARNAN DRIVE, WATERLOO, IA 50702CRD# 1190043Firm CRD# 226702

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Stanley Tuve · WATERLOO, IA

Registration

CRD #1190043 · TUVE INVESTMENT MANAGEMENT, INC. · 30 years registered

Brand Profile

Not yet started

Career History

TUVE INVESTMENT MANAGEMENT, INC.

Feb 2026 – present

TUVE INVESTMENT MANAGEMENT, INC.

Aug 2015 – Dec 2025

WATERLOO, IA

LPL FINANCIAL LLC

Jan 1996 – Sep 2015

WATERLOO, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Registration record

First registered · January 16, 1996

Years registered · 30

Professional designation · CFP

Disclosure History

2015Customer Dispute·Settled

2012Regulatory·Final

2011Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TUVE INVESTMENT MANAGEMENT, INC.

CRD 226702 · SEC 801-100395

AUM

$118M

Regulatory assets under management

Employees

1,450 client accounts

Services offered by TUVE INVESTMENT MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TUVE INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does John Stanley Tuve offer?

John Stanley Tuve specializes in Investment Management, Fee-Only Advisory. Contact their office in WATERLOO, Iowa for a consultation.

What are John Stanley Tuve's credentials?

John Stanley Tuve holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Stanley Tuve located?

John Stanley Tuve is based in WATERLOO, Iowa, working with TUVE INVESTMENT MANAGEMENT, INC.. Their office serves clients in the WATERLOO metropolitan area and surrounding communities.

How does John Stanley Tuve charge for services?

John Stanley Tuve's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TUVE INVESTMENT MANAGEMENT, INC.?

TUVE INVESTMENT MANAGEMENT, INC. has approximately 6 employees and manages $118M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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