Unclaimed Profile

David Michael Becker

KEYSTONE WEALTH MANAGEMENT INC.·WATERLOO, Iowa

SIE, Series 7, Series 63, Series 65, Series 99TO20 years registeredKEYSTONE WEALTH MANAGEMENT INC.

999 HOME PLAZA, WATERLOO, IA 50701CRD# 3063973Firm CRD# 304133

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Michael Becker · WATERLOO, IA

Registration

CRD #3063973 · KEYSTONE WEALTH MANAGEMENT INC. · 20 years registered

Brand Profile

Not yet started

Career History

KEYSTONE WEALTH MANAGEMENT

Jun 2019 – present

CETERA ADVISORS LLC

Oct 2007 – Jun 2019

WATERLOO, IA

EDWARD JONES

Jan 2006 – Oct 2007

CEDAR FALLS, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Series 99TO

Registration record

First registered · January 11, 2006

Years registered · 20

Disclosure History

2021Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KEYSTONE WEALTH MANAGEMENT INC.

CRD 304133 · SEC 801-130338

AUM

$104M

Regulatory assets under management

Employees

565 client accounts

Services offered by KEYSTONE WEALTH MANAGEMENT INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KEYSTONE WEALTH MANAGEMENT INC. →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WATERLOO?

Browse all registered financial advisors in WATERLOO, Iowa or claim this profile if it's yours.

Browse WATERLOO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David Michael Becker offer?

David Michael Becker specializes in Financial Planning, Investment Management. Contact their office in WATERLOO, Iowa for a consultation.

What are David Michael Becker's credentials?

David Michael Becker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Michael Becker located?

David Michael Becker is based in WATERLOO, Iowa, working with KEYSTONE WEALTH MANAGEMENT INC.. Their office serves clients in the WATERLOO metropolitan area and surrounding communities.

How does David Michael Becker charge for services?

David Michael Becker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEYSTONE WEALTH MANAGEMENT INC.?

KEYSTONE WEALTH MANAGEMENT INC. has approximately 2 employees and manages $104M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →