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David George Sparks

HEARTWOOD INVESTMENTS, INC.·WATERLOO, Iowa
Unclaimed Profile
216 EAST FOURTH STREET, WATERLOO, IA 50703-4702CRD# 866624Firm CRD# 145668
01

About

David George Sparks is a registered financial advisor based in WATERLOO, Iowa, affiliated with HEARTWOOD INVESTMENTS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
HEARTWOOD INVESTMENTS, INC.
HEARTWOOD INVESTMENTS, INC.
AUM
$41M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at HEARTWOOD INVESTMENTS, INC. →
Services
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 866624
Firm CRD# 145668
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David George Sparks offer?
David George Sparks specializes in Investment Management, Fee-Only Advisory. Contact their office in WATERLOO, Iowa for a consultation.
What are David George Sparks's credentials?
David George Sparks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David George Sparks located?
David George Sparks is based in WATERLOO, Iowa, working with HEARTWOOD INVESTMENTS, INC.. Their office serves clients in the WATERLOO metropolitan area and surrounding communities.
How does David George Sparks charge for services?
David George Sparks's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HEARTWOOD INVESTMENTS, INC.?
HEARTWOOD INVESTMENTS, INC. has approximately 1 employees and manages $41M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Iowa
DES MOINES (164)WEST DES MOINES (142)CEDAR RAPIDS (109)DUBUQUE (61)DAVENPORT (35)
City Guides
DES MOINES GuideWEST DES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideDAVENPORT Guide
Research
Advisor Fees in IowaNational Fee Analysis
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