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Michael William Gallagher

PECAUT & CO.·SIOUX CITY, Iowa
SIE, Series 7, Series 31, Series 63, Series 65CFAClean record19 years registeredPECAUT & CO.
401 DOUGLAS ST, STE 415, SIOUX CITY, IA 51101CRD# 5214525Firm CRD# 2997

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael William Gallagher · SIOUX CITY, IA
Registration
CRD #5214525 · PECAUT & CO. · 19 years registered
Brand Profile
Not yet started
01

Career History

PECAUT WEALTH MANAGEMENT
Apr 2021 – present
TPG FINANCIAL ADVISORS, LLC
Mar 2015 – Apr 2021
PORTLAND, OR
GENEOS WEALTH MANAGEMENT, INC.
Mar 2015 – Jun 2019
PORTLAND, OR
MORGAN STANLEY
Jun 2009 – Apr 2015
PORTLAND, OR
MORGAN STANLEY & CO. INCORPORATED
Jul 2007 – Jun 2009
PORTLAND, OR
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 31
Series 63
Series 65
Registration record
First registered · July 18, 2007
Years registered · 19
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PECAUT & CO.
CRD 2997 · SEC 801-49498
AUM
$351M
Regulatory assets under management
Employees
4
495 client accounts
Services offered by PECAUT & CO.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PECAUT & CO. →
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05

Frequently Asked Questions

What services does Michael William Gallagher offer?
Michael William Gallagher specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SIOUX CITY, Iowa for a consultation.
What are Michael William Gallagher's credentials?
Michael William Gallagher holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Michael William Gallagher located?
Michael William Gallagher is based in SIOUX CITY, Iowa, working with PECAUT & CO.. Their office serves clients in the SIOUX CITY metropolitan area and surrounding communities.
How does Michael William Gallagher charge for services?
Michael William Gallagher's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PECAUT & CO.?
PECAUT & CO. has approximately 4 employees and manages $351M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PECAUT & CO.

Daniel Scott Pecaut
SIOUX CITY, IA
Corey John Wrenn
SIOUX CITY, IA
John Christian Pecaut
SIOUX CITY, IA

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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