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John Christian Pecaut

PECAUT & CO.·SIOUX CITY, Iowa
Series 65Clean record9 years registeredPECAUT & CO.
401 DOUGLAS ST, STE 415, SIOUX CITY, IA 51101CRD# 6710546Firm CRD# 2997

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Christian Pecaut · SIOUX CITY, IA
Registration
CRD #6710546 · PECAUT & CO. · 9 years registered
Brand Profile
Not yet started
01

Career History

PECAUT WEALTH MANAGEMENT
Oct 2016 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · October 11, 2016
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PECAUT & CO.
CRD 2997 · SEC 801-49498
AUM
$351M
Regulatory assets under management
Employees
4
495 client accounts
Services offered by PECAUT & CO.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PECAUT & CO. →
Introduction

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05

Frequently Asked Questions

What services does John Christian Pecaut offer?
John Christian Pecaut specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SIOUX CITY, Iowa for a consultation.
What are John Christian Pecaut's credentials?
John Christian Pecaut is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Christian Pecaut located?
John Christian Pecaut is based in SIOUX CITY, Iowa, working with PECAUT & CO.. Their office serves clients in the SIOUX CITY metropolitan area and surrounding communities.
How does John Christian Pecaut charge for services?
John Christian Pecaut's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PECAUT & CO.?
PECAUT & CO. has approximately 4 employees and manages $351M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PECAUT & CO.

Daniel Scott Pecaut
SIOUX CITY, IA
Michael William Gallagher
SIOUX CITY, IA
CFA
Corey John Wrenn
SIOUX CITY, IA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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