Unclaimed Profile

Ronald Francis Helle

HONKAMP KRUEGER FINANCIAL SERVICES INC·DUBUQUE, Iowa

SIE, Series 7, Series 63Clean record23 years registeredHONKAMP KRUEGER FINANCIAL SERVICES INC

3390 ASBURY ROAD, DUBUQUE, IA 52002-2801CRD# 2414884Firm CRD# 106237

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Francis Helle · DUBUQUE, IA

Registration

CRD #2414884 · HONKAMP KRUEGER FINANCIAL SERVICES INC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HONKAMP KRUEGER FINANCIAL SERVICES INC

HONKAMP KRUEGER FINANCIAL SERVICES INC

Jun 2003 – Dec 2017

DUBUQUE, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · June 12, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVANTAX PLANNING PARTNERS, INC.

CRD 106237 · SEC 801-50939

AUM

$6.4B

Regulatory assets under management

Employees

248

12,286 client accounts

Services offered by AVANTAX PLANNING PARTNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVANTAX PLANNING PARTNERS, INC. →

Introduction

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Frequently Asked Questions

What services does Ronald Francis Helle offer?

Ronald Francis Helle specializes in Financial Planning, Investment Management, Wealth Management.

What are Ronald Francis Helle's credentials?

Ronald Francis Helle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Francis Helle located?

Ronald Francis Helle is based in DUBUQUE, Iowa, last registered with HONKAMP KRUEGER FINANCIAL SERVICES INC.

How does Ronald Francis Helle charge for services?

Ronald Francis Helle's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HONKAMP KRUEGER FINANCIAL SERVICES INC?

HONKAMP KRUEGER FINANCIAL SERVICES INC has approximately 248 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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