Unclaimed Profile

James Paul Siemonsma

HONKAMP KRUEGER FINANCIAL SERVICES INC·DUBUQUE, Iowa

SIE, Series 6, Series 7, Series 22, Series 24, Series 63, Series 6624 years registeredHONKAMP KRUEGER FINANCIAL SERVICES INC

3390 ASBURY ROAD, DUBUQUE, IA 52002-2801CRD# 2172228Firm CRD# 106237

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Paul Siemonsma · DUBUQUE, IA

Registration

CRD #2172228 · HONKAMP KRUEGER FINANCIAL SERVICES INC · 24 years registered

Brand Profile

Not yet started

Career History

MARINER

Oct 2017 – present

MARINER WEALTH ADVISORS

Oct 2017 – Mar 2018

Omaha, NE

HONKAMP KRUEGER FINANCIAL SERVICES INC

Jan 2002 – Oct 2017

OMAHA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Series 66

Registration record

First registered · January 1, 2002

Years registered · 24

Disclosure History

2024Customer Dispute·Settled

2022Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AVANTAX PLANNING PARTNERS, INC.

CRD 106237 · SEC 801-50939

AUM

$6.4B

Regulatory assets under management

Employees

248

12,286 client accounts

Services offered by AVANTAX PLANNING PARTNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVANTAX PLANNING PARTNERS, INC. →

Introduction

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Frequently Asked Questions

What services does James Paul Siemonsma offer?

James Paul Siemonsma specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DUBUQUE, Iowa for a consultation.

What are James Paul Siemonsma's credentials?

James Paul Siemonsma is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Paul Siemonsma located?

James Paul Siemonsma is based in DUBUQUE, Iowa, working with HONKAMP KRUEGER FINANCIAL SERVICES INC. Their office serves clients in the DUBUQUE metropolitan area and surrounding communities.

How does James Paul Siemonsma charge for services?

James Paul Siemonsma's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HONKAMP KRUEGER FINANCIAL SERVICES INC?

HONKAMP KRUEGER FINANCIAL SERVICES INC has approximately 248 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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