Unclaimed Profile

James Wilfred Herrig

HONKAMP KRUEGER FINANCIAL SERVICES INC·DUBUQUE, Iowa

SIE, Series 7, Series 24, Series 63Clean record27 years registeredHONKAMP KRUEGER FINANCIAL SERVICES INC

3390 ASBURY ROAD, DUBUQUE, IA 52002-2801CRD# 1684201Firm CRD# 106237

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Wilfred Herrig · DUBUQUE, IA

Registration

CRD #1684201 · HONKAMP KRUEGER FINANCIAL SERVICES INC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HONKAMP KRUEGER FINANCIAL SERVICES INC

HONKAMP KRUEGER FINANCIAL SERVICES INC

Jan 1999 – Dec 2016

DUBUQUE, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVANTAX PLANNING PARTNERS, INC.

CRD 106237 · SEC 801-50939

AUM

$6.4B

Regulatory assets under management

Employees

248

12,286 client accounts

Services offered by AVANTAX PLANNING PARTNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVANTAX PLANNING PARTNERS, INC. →

Introduction

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Frequently Asked Questions

What services does James Wilfred Herrig offer?

James Wilfred Herrig specializes in Financial Planning, Investment Management, Wealth Management.

What are James Wilfred Herrig's credentials?

James Wilfred Herrig is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Wilfred Herrig located?

James Wilfred Herrig is based in DUBUQUE, Iowa, last registered with HONKAMP KRUEGER FINANCIAL SERVICES INC.

How does James Wilfred Herrig charge for services?

James Wilfred Herrig's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HONKAMP KRUEGER FINANCIAL SERVICES INC?

HONKAMP KRUEGER FINANCIAL SERVICES INC has approximately 248 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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