Unclaimed Profile

Sam A Ghazaleh

VOYA FINANCIAL ADVISORS, INC.·DES MOINES, Iowa

Series 6, Series 7, Series 24, Series 63Clean recordVOYA FINANCIAL ADVISORS, INC.

909 LOCUST STREET, DES MOINES, IA 50309CRD# 2914055Firm CRD# 2882

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sam A Ghazaleh · DES MOINES, IA

Registration

CRD #2914055 · VOYA FINANCIAL ADVISORS, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VOYA FINANCIAL ADVISORS, INC.

CRD 2882 · SEC 801-46585

AUM

$3.1B

Regulatory assets under management

Employees

529

15,584 client accounts

Services offered by VOYA FINANCIAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at VOYA FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Sam A Ghazaleh offer?

Sam A Ghazaleh specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DES MOINES, Iowa for a consultation.

What are Sam A Ghazaleh's credentials?

Sam A Ghazaleh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sam A Ghazaleh located?

Sam A Ghazaleh is based in DES MOINES, Iowa, working with VOYA FINANCIAL ADVISORS, INC.. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Sam A Ghazaleh charge for services?

Sam A Ghazaleh's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VOYA FINANCIAL ADVISORS, INC.?

VOYA FINANCIAL ADVISORS, INC. has approximately 529 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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