Unclaimed Profile

Ricky Lee Mumm

BTC CAPITAL MANAGEMENT, INC.·DES MOINES, Iowa

Clean recordBTC CAPITAL MANAGEMENT, INC.

453 7TH STREET, DES MOINES, IA 50309-3702CRD# 7237342Firm CRD# 127158

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ricky Lee Mumm · DES MOINES, IA

Registration

CRD #7237342 · BTC CAPITAL MANAGEMENT, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Ricky Lee Mumm is a registered financial advisor based in DES MOINES, Iowa, affiliated with BTC CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

BTC CAPITAL MANAGEMENT, INC.

BTC CAPITAL MANAGEMENT

AUM

$3.8B

Regulatory assets under management

Employees

Total firm employees

View all advisors at BTC CAPITAL MANAGEMENT, INC. →

Services

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 7237342

Firm CRD# 127158

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Ricky Lee Mumm offer?

Ricky Lee Mumm specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in DES MOINES, Iowa for a consultation.

What are Ricky Lee Mumm's credentials?

Ricky Lee Mumm is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ricky Lee Mumm located?

Ricky Lee Mumm is based in DES MOINES, Iowa, working with BTC CAPITAL MANAGEMENT, INC.. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Ricky Lee Mumm charge for services?

Ricky Lee Mumm's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BTC CAPITAL MANAGEMENT, INC.?

BTC CAPITAL MANAGEMENT, INC. has approximately 18 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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