Unclaimed Profile

Rachel Elaine Wood

LEGACY FINANCIAL GROUP, LLC·DES MOINES, Iowa

SIE, Series 6, Series 7, Series 63, Series 66Clean record18 years registeredLEGACY FINANCIAL GROUP, LLC

6000 GRAND AVENUE, DES MOINES, IA 50312CRD# 4666482Firm CRD# 154927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rachel Elaine Wood · DES MOINES, IA

Registration

CRD #4666482 · LEGACY FINANCIAL GROUP, LLC · 18 years registered

Brand Profile

Not yet started

Career History

LEGACY FINANCIAL GROUP

Jul 2016 – present

VSR ADVISORY SERVICES

Jan 2008 – Jul 2016

DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · January 16, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY FINANCIAL GROUP, LLC

CRD 154927 · SEC 801-79803

AUM

$726M

Regulatory assets under management

Employees

3,807 client accounts

Services offered by LEGACY FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LEGACY FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Rachel Elaine Wood offer?

Rachel Elaine Wood specializes in Financial Planning, Investment Management. Contact their office in DES MOINES, Iowa for a consultation.

What are Rachel Elaine Wood's credentials?

Rachel Elaine Wood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rachel Elaine Wood located?

Rachel Elaine Wood is based in DES MOINES, Iowa, working with LEGACY FINANCIAL GROUP, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Rachel Elaine Wood charge for services?

Rachel Elaine Wood's firm is compensated through percentage of aum, hourly charges, other: financial education program fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY FINANCIAL GROUP, LLC?

LEGACY FINANCIAL GROUP, LLC has approximately 18 employees and manages $726M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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