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Kathleen Crichton Halliwell

DMKC ADVISORY SERVICES, LLC·DES MOINES, Iowa
SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52TO, Series 53, Series 57TO, Series 63, Series 79TO, Series 99TOClean recordDMKC ADVISORY SERVICES, LLC
3900 INGERSOLL AVENUE, DES MOINES, IA 50312CRD# 1216284Firm CRD# 145112

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen Crichton Halliwell · DES MOINES, IA
Registration
CRD #1216284 · DMKC ADVISORY SERVICES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 14
Series 24
Series 52TO
Series 53
Series 57TO
Series 63
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
DMKC ADVISORY SERVICES, LLC
CRD 145112 · SEC 801-68395
AUM
$563M
Regulatory assets under management
Employees
14
748 client accounts
Services offered by DMKC ADVISORY SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DMKC ADVISORY SERVICES, LLC →
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04

Frequently Asked Questions

What services does Kathleen Crichton Halliwell offer?
Kathleen Crichton Halliwell specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DES MOINES, Iowa for a consultation.
What are Kathleen Crichton Halliwell's credentials?
Kathleen Crichton Halliwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Crichton Halliwell located?
Kathleen Crichton Halliwell is based in DES MOINES, Iowa, working with DMKC ADVISORY SERVICES, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.
How does Kathleen Crichton Halliwell charge for services?
Kathleen Crichton Halliwell's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DMKC ADVISORY SERVICES, LLC?
DMKC ADVISORY SERVICES, LLC has approximately 14 employees and manages $563M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DMKC ADVISORY SERVICES, LLC

Daniel Michael Kelly
DES MOINES, IA
David Palmer Lorbiecki
DES MOINES, IA
Michelle Renee Stockman
DES MOINES, IA
CFP
Daniel G. Kelly
DES MOINES, IA
Patrick Benjamin Kelly
DES MOINES, IA

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Nearby cities in Iowa
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Research
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