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Kamal Bhatia

PRINCIPAL GLOBAL INVESTORS, LLC·DES MOINES, Iowa
SIE, Series 7, Series 24Clean recordPRINCIPAL GLOBAL INVESTORS, LLC
801 GRAND AVE, DES MOINES, IA 50392-0001CRD# 4933060Firm CRD# 109002

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kamal Bhatia · DES MOINES, IA
Registration
CRD #4933060 · PRINCIPAL GLOBAL INVESTORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PRINCIPAL GLOBAL INVESTORS, LLC
CRD 109002 · SEC 801-55959
AUM
$377.2B
Regulatory assets under management
Employees
1,955
6,824 client accounts
Services offered by PRINCIPAL GLOBAL INVESTORS, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
Nonprofits & Foundations
View all advisors at PRINCIPAL GLOBAL INVESTORS, LLC →
Introduction

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04

Frequently Asked Questions

What services does Kamal Bhatia offer?
Kamal Bhatia specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in DES MOINES, Iowa for a consultation.
What are Kamal Bhatia's credentials?
Kamal Bhatia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kamal Bhatia located?
Kamal Bhatia is based in DES MOINES, Iowa, working with PRINCIPAL GLOBAL INVESTORS, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.
How does Kamal Bhatia charge for services?
Kamal Bhatia's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: charge on a cost allocation basis to principal life. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRINCIPAL GLOBAL INVESTORS, LLC?
PRINCIPAL GLOBAL INVESTORS, LLC has approximately 1955 employees and manages $377.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PRINCIPAL GLOBAL INVESTORS, LLC

Michael Jon Beer
DES MOINES, IA
Michael Jason Goosay
DES MOINES, IA
Timothy Allen Hill
DES MOINES, IA

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Nearby cities in Iowa
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Research
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