Unclaimed Profile

Kamal Bhatia

PRINCIPAL GLOBAL INVESTORS, LLC·DES MOINES, Iowa

PRINCIPAL GLOBAL INVESTORS, LLC

801 GRAND AVE, DES MOINES, IA 50392-0001CRD# 4933060Firm CRD# 109002

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kamal Bhatia · DES MOINES, IA

Registration

CRD #4933060 · PRINCIPAL GLOBAL INVESTORS, LLC

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

Kamal Bhatia is a registered financial advisor based in DES MOINES, Iowa, affiliated with PRINCIPAL GLOBAL INVESTORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Nonprofits & Foundations

Introduction

Speak with Kamal

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kamal is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

PRINCIPAL GLOBAL INVESTORS, LLC

PRINCIPAL ASSET MANAGEMENT

AUM

$377.2B

Regulatory assets under management

Employees

1955

Total firm employees

View all advisors at PRINCIPAL GLOBAL INVESTORS, LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Other: CHARGE ON A COST ALLOCATION BASIS TO PRINCIPAL LIFE

Regulatory

SEC/IARD CRD# 4933060

Firm CRD# 109002

View on FINRA BrokerCheck →

Looking for a financial advisor in DES MOINES?

Browse all registered financial advisors in DES MOINES, Iowa or claim this profile if it's yours.

Browse DES MOINES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kamal Bhatia offer?

Kamal Bhatia specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in DES MOINES, Iowa for a consultation.

What are Kamal Bhatia's credentials?

Kamal Bhatia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kamal Bhatia located?

Kamal Bhatia is based in DES MOINES, Iowa, working with PRINCIPAL GLOBAL INVESTORS, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Kamal Bhatia charge for services?

Kamal Bhatia's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: charge on a cost allocation basis to principal life. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRINCIPAL GLOBAL INVESTORS, LLC?

PRINCIPAL GLOBAL INVESTORS, LLC has approximately 1955 employees and manages $377.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →