Unclaimed Profile

Laura Ann Swift

QUAD-CITIES INVESTMENT GROUP, LLC·DAVENPORT, Iowa

Series 7, Series 31, Series 6625 years registeredQUAD-CITIES INVESTMENT GROUP, LLC

5177 UTICA RIDGE ROAD, DAVENPORT, IA 52807CRD# 4117964Firm CRD# 154113

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Laura Ann Swift · DAVENPORT, IA

Registration

CRD #4117964 · QUAD-CITIES INVESTMENT GROUP, LLC · 25 years registered

Brand Profile

Not yet started

Career History

QUAD-CITIES INVESTMENT GROUP, LLC

Jun 2010 – present

CHICAGO INVESTMENT GROUP ADVISORS, LLC

Oct 2009 – Jul 2010

CHICAGO, IL

UBS FINANCIAL SERVICES INC.

Aug 2006 – Oct 2009

DAVENPORT, IA

PIPER JAFFRAY & CO.

Feb 2001 – Aug 2006

DAVENPORT, IA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 66

Registration record

First registered · February 1, 2001

Years registered · 25

Disclosure History

2004Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

QUAD-CITIES INVESTMENT GROUP, LLC

CRD 154113 · SEC 801-71612

AUM

$333M

Regulatory assets under management

Employees

1,401 client accounts

Services offered by QUAD-CITIES INVESTMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUAD-CITIES INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Laura Ann Swift offer?

Laura Ann Swift specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in DAVENPORT, Iowa for a consultation.

What are Laura Ann Swift's credentials?

Laura Ann Swift is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Laura Ann Swift located?

Laura Ann Swift is based in DAVENPORT, Iowa, working with QUAD-CITIES INVESTMENT GROUP, LLC. Their office serves clients in the DAVENPORT metropolitan area and surrounding communities.

How does Laura Ann Swift charge for services?

Laura Ann Swift's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUAD-CITIES INVESTMENT GROUP, LLC?

QUAD-CITIES INVESTMENT GROUP, LLC has approximately 8 employees and manages $333M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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