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Laura Ann Swift

QUAD-CITIES INVESTMENT GROUP, LLC·DAVENPORT, Iowa
Unclaimed Profile
5177 UTICA RIDGE ROAD, DAVENPORT, IA 52807CRD# 4117964Firm CRD# 154113
01

About

Laura Ann Swift is a registered financial advisor based in DAVENPORT, Iowa, affiliated with QUAD-CITIES INVESTMENT GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
QUAD-CITIES INVESTMENT GROUP, LLC
QUAD-CITIES INVESTMENT GROUP, LLC
AUM
$333M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at QUAD-CITIES INVESTMENT GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4117964
Firm CRD# 154113
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Laura Ann Swift offer?
Laura Ann Swift specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in DAVENPORT, Iowa for a consultation.
What are Laura Ann Swift's credentials?
Laura Ann Swift is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Laura Ann Swift located?
Laura Ann Swift is based in DAVENPORT, Iowa, working with QUAD-CITIES INVESTMENT GROUP, LLC. Their office serves clients in the DAVENPORT metropolitan area and surrounding communities.
How does Laura Ann Swift charge for services?
Laura Ann Swift's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is QUAD-CITIES INVESTMENT GROUP, LLC?
QUAD-CITIES INVESTMENT GROUP, LLC has approximately 8 employees and manages $333M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in DAVENPORT
Christine Ann Mcelvania — QUAD-CITIES INVESTMENT GROUP, LLCNathan David Westcomb — AUSDAL FINANCIAL PARTNERS, INC.June Clark Ausdal — AUSDAL FINANCIAL PARTNERS, INC.Robert Burns Jr Ausdal — AUSDAL FINANCIAL PARTNERS, INC.Ivana M Shumberg — AUSDAL FINANCIAL PARTNERS, INC.
Nearby cities in Iowa
DES MOINES (164)WEST DES MOINES (142)CEDAR RAPIDS (109)DUBUQUE (61)FAIRFIELD (31)
City Guides
DES MOINES GuideWEST DES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideFAIRFIELD Guide
Research
Advisor Fees in IowaNational Fee Analysis
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