Unclaimed Profile

Sarah Maire Berner

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CEDAR RAPIDS, Iowa

SIE, Series 7, Series 24, Series 66, Series 79TO, Series 99TO22 years registeredBERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

4201 42ND STREET NE, CEDAR RAPIDS, IA 52402CRD# 4802796Firm CRD# 13609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sarah Maire Berner · CEDAR RAPIDS, IA

Registration

CRD #4802796 · BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · 22 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nov 2018 – present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Nov 2018 – present

BFC PLANNING, INC.

Oct 2018 – Nov 2018

CEDAR RAPIDS, IA

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Oct 2007 – Nov 2018

Cedar Rapids, IA

VSR ADVISORY SERVICES

May 2006 – Oct 2007

DES MOINES, IA

AMERIPRISE FINANCIAL SERVICES, INC.

Aug 2004 – May 2006

DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 79TO

Series 99TO

Registration record

First registered · August 13, 2004

Years registered · 22

Disclosure History

2007Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD 13609 · SEC 801-62277

AUM

$742M

Regulatory assets under management

Employees

100

3,481 client accounts

Services offered by BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Sarah Maire Berner offer?

Sarah Maire Berner specializes in Financial Planning, Investment Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Sarah Maire Berner's credentials?

Sarah Maire Berner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sarah Maire Berner located?

Sarah Maire Berner is based in CEDAR RAPIDS, Iowa, working with BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Sarah Maire Berner charge for services?

Sarah Maire Berner's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.?

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. has approximately 100 employees and manages $742M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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