Unclaimed Profile

Richard Maurice Murphy

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CEDAR RAPIDS, Iowa

SIE, Series 7, Series 24, Series 66, Series 79TO, Series 99TOClean record20 years registeredBERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

4201 42ND STREET NE, CEDAR RAPIDS, IA 52402CRD# 4893748Firm CRD# 13609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Maurice Murphy · CEDAR RAPIDS, IA

Registration

CRD #4893748 · BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

BFC PLANNING, INC.

Dec 2016 – present

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Aug 2005 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 79TO

Series 99TO

Registration record

First registered · August 22, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD 13609 · SEC 801-62277

AUM

$742M

Regulatory assets under management

Employees

100

3,481 client accounts

Services offered by BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Maurice Murphy offer?

Richard Maurice Murphy specializes in Financial Planning, Investment Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Richard Maurice Murphy's credentials?

Richard Maurice Murphy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Maurice Murphy located?

Richard Maurice Murphy is based in CEDAR RAPIDS, Iowa, working with BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Richard Maurice Murphy charge for services?

Richard Maurice Murphy's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.?

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. has approximately 100 employees and manages $742M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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