Unclaimed Profile

Nathanael Spencer

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CEDAR RAPIDS, Iowa

SIE, Series 7TO, Series 66Clean record4 years registeredBERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

4201 42ND STREET NE, CEDAR RAPIDS, IA 52402CRD# 7299827Firm CRD# 13609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nathanael Spencer · CEDAR RAPIDS, IA

Registration

CRD #7299827 · BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BFC PLANNING, INC.

Aug 2023 – Sep 2024

CEDAR RAPIDS, IA

ALLWORTH FINANCIAL, L.P.

Jul 2022 – Aug 2023

FOLSOM, CA

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Jun 2022 – Jul 2022

WESTLAKE, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 66

Registration record

First registered · June 7, 2022

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD 13609 · SEC 801-62277

AUM

$742M

Regulatory assets under management

Employees

100

3,481 client accounts

Services offered by BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Nathanael Spencer offer?

Nathanael Spencer specializes in Financial Planning, Investment Management.

What are Nathanael Spencer's credentials?

Nathanael Spencer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nathanael Spencer located?

Nathanael Spencer is based in CEDAR RAPIDS, Iowa, last registered with BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC..

How does Nathanael Spencer charge for services?

Nathanael Spencer's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.?

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. has approximately 100 employees and manages $742M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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