Unclaimed Profile

Kelly O'hara

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CEDAR RAPIDS, Iowa

Series 27Clean recordBERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

4201 42ND STREET NE, CEDAR RAPIDS, IA 52402CRD# 6458792Firm CRD# 13609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly O'hara · CEDAR RAPIDS, IA

Registration

CRD #6458792 · BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

Series 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD 13609 · SEC 801-62277

AUM

$742M

Regulatory assets under management

Employees

100

3,481 client accounts

Services offered by BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Kelly O'hara offer?

Kelly O'hara specializes in Financial Planning, Investment Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Kelly O'hara's credentials?

Kelly O'hara is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly O'hara located?

Kelly O'hara is based in CEDAR RAPIDS, Iowa, working with BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Kelly O'hara charge for services?

Kelly O'hara's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.?

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. has approximately 100 employees and manages $742M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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