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William Rudolph Gernert

MAINSTREAM INVESTMENT ADVISERS LLC·NEW ALBANY, Indiana
Clean recordMAINSTREAM INVESTMENT ADVISERS LLC
101 WEST SPRING STREET, NEW ALBANY, IN 47150CRD# 4379449Firm CRD# 111981

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Rudolph Gernert · NEW ALBANY, IN
Registration
CRD #4379449 · MAINSTREAM INVESTMENT ADVISERS LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

William Rudolph Gernert is a registered financial advisor based in NEW ALBANY, Indiana, affiliated with MAINSTREAM INVESTMENT ADVISERS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
MAINSTREAM INVESTMENT ADVISERS LLC
MAINSTREAM INVESTMENT ADVISERS LLC
AUM
$233M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at MAINSTREAM INVESTMENT ADVISERS LLC →
Services
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4379449
Firm CRD# 111981
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does William Rudolph Gernert offer?
William Rudolph Gernert specializes in Investment Management, Retirement Planning. Contact their office in NEW ALBANY, Indiana for a consultation.
What are William Rudolph Gernert's credentials?
William Rudolph Gernert is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Rudolph Gernert located?
William Rudolph Gernert is based in NEW ALBANY, Indiana, working with MAINSTREAM INVESTMENT ADVISERS LLC. Their office serves clients in the NEW ALBANY metropolitan area and surrounding communities.
How does William Rudolph Gernert charge for services?
William Rudolph Gernert's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAINSTREAM INVESTMENT ADVISERS LLC?
MAINSTREAM INVESTMENT ADVISERS LLC has approximately 8 employees and manages $233M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MAINSTREAM INVESTMENT ADVISERS LLC

William Howard Jenkins
NEW ALBANY, IN
Charles Frederick Craig
NEW ALBANY, IN
Sam Ellington
NEW ALBANY, IN

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