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Sam Ellington

MAINSTREAM INVESTMENT ADVISERS LLC·NEW ALBANY, Indiana
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101 WEST SPRING STREET, NEW ALBANY, IN 47150CRD# 2827198Firm CRD# 111981
01

About

Sam Ellington is a registered financial advisor based in NEW ALBANY, Indiana, affiliated with MAINSTREAM INVESTMENT ADVISERS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
MAINSTREAM INVESTMENT ADVISERS LLC
MAINSTREAM INVESTMENT ADVISERS LLC
AUM
$233M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at MAINSTREAM INVESTMENT ADVISERS LLC →
Services
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2827198
Firm CRD# 111981
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Sam Ellington offer?
Sam Ellington specializes in Investment Management, Retirement Planning. Contact their office in NEW ALBANY, Indiana for a consultation.
What are Sam Ellington's credentials?
Sam Ellington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sam Ellington located?
Sam Ellington is based in NEW ALBANY, Indiana, working with MAINSTREAM INVESTMENT ADVISERS LLC. Their office serves clients in the NEW ALBANY metropolitan area and surrounding communities.
How does Sam Ellington charge for services?
Sam Ellington's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAINSTREAM INVESTMENT ADVISERS LLC?
MAINSTREAM INVESTMENT ADVISERS LLC has approximately 8 employees and manages $233M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in NEW ALBANY
George Wesley Martin — MARTIN FINANCIAL GROUP, LLCRyan Neal Eatherly — MARTIN FINANCIAL GROUP, LLCWilliam Howard Jenkins — MAINSTREAM INVESTMENT ADVISERS LLCWilliam Rudolph Gernert — MAINSTREAM INVESTMENT ADVISERS LLCCharles Frederick Craig — MAINSTREAM INVESTMENT ADVISERS LLC
Nearby cities in Indiana
INDIANAPOLIS (397)CARMEL (128)FORT WAYNE (127)EVANSVILLE (41)SOUTH BEND (37)
City Guides
INDIANAPOLIS GuideCARMEL GuideFORT WAYNE GuideEVANSVILLE GuideSOUTH BEND Guide
Research
Advisor Fees in IndianaNational Fee Analysis
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