Unclaimed Profile

Charles Frederick Craig

MAINSTREAM INVESTMENT ADVISERS LLC·NEW ALBANY, Indiana

Series 7, Series 63Clean record20 years registeredMAINSTREAM INVESTMENT ADVISERS LLC

101 WEST SPRING STREET, NEW ALBANY, IN 47150CRD# 3023921Firm CRD# 111981

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Frederick Craig · NEW ALBANY, IN

Registration

CRD #3023921 · MAINSTREAM INVESTMENT ADVISERS LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MAINSTREAM INVESTMENT ADVISERS LLC

TRUIST ADVISORY SERVICES, INC.

Feb 2023 – Jun 2025

PRINCETON, NJ

MAINSTREAM INVESTMENT ADVISERS LLC

Mar 2006 – Jul 2012

NEW ALBANY, IN

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · March 29, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MAINSTREAM INVESTMENT ADVISERS LLC

CRD 111981 · SEC 801-54799

AUM

$233M

Regulatory assets under management

Employees

5 client accounts

Services offered by MAINSTREAM INVESTMENT ADVISERS LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at MAINSTREAM INVESTMENT ADVISERS LLC →

Introduction

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Frequently Asked Questions

What services does Charles Frederick Craig offer?

Charles Frederick Craig specializes in Investment Management, Retirement Planning.

What are Charles Frederick Craig's credentials?

Charles Frederick Craig is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Frederick Craig located?

Charles Frederick Craig is based in NEW ALBANY, Indiana, last registered with MAINSTREAM INVESTMENT ADVISERS LLC.

How does Charles Frederick Craig charge for services?

Charles Frederick Craig's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MAINSTREAM INVESTMENT ADVISERS LLC?

MAINSTREAM INVESTMENT ADVISERS LLC has approximately 8 employees and manages $233M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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