Unclaimed Profile

Michael Anthony Grau

AXIOM FINANCIAL STRATEGIES GROUP, LLC·NEW ALBANY, Indiana

SIE, Series 7, Series 63, Series 65CFPClean record22 years registeredAXIOM FINANCIAL STRATEGIES GROUP, LLC

101 W. SPRING STREET, 5TH FLOOR, NEW ALBANY, IN 47150CRD# 2558374Firm CRD# 306618

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Anthony Grau · NEW ALBANY, IN

Registration

CRD #2558374 · AXIOM FINANCIAL STRATEGIES GROUP, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AXIOM FINANCIAL STRATEGIES GROUP, LLC

AXIOM FINANCIAL STRATEGIES GROUP, LLC

Feb 2020 – Jul 2026

NEW ALBANY, IN

WELLS FARGO CLEARING SERVICES, LLC

Mar 2009 – Feb 2020

NEW ALBANY, IN

CITIGROUP GLOBAL MARKETS INC.

Jan 2004 – Apr 2009

NEW ALBANY, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · January 22, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AXIOM FINANCIAL STRATEGIES GROUP, LLC

CRD 306618 · SEC 801-117878

AUM

$346M

Regulatory assets under management

Employees

1,287 client accounts

Services offered by AXIOM FINANCIAL STRATEGIES GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AXIOM FINANCIAL STRATEGIES GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Anthony Grau offer?

Michael Anthony Grau specializes in Financial Planning, Investment Management, Wealth Management.

What are Michael Anthony Grau's credentials?

Michael Anthony Grau holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael Anthony Grau located?

Michael Anthony Grau is based in NEW ALBANY, Indiana, last registered with AXIOM FINANCIAL STRATEGIES GROUP, LLC.

How does Michael Anthony Grau charge for services?

Michael Anthony Grau's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AXIOM FINANCIAL STRATEGIES GROUP, LLC?

AXIOM FINANCIAL STRATEGIES GROUP, LLC has approximately 7 employees and manages $346M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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