Unclaimed Profile

Ricky L Bain

CREATIVE FINANCIAL DESIGNS, INC.·KOKOMO, Indiana

SIE, Series 7, Series 6622 years registeredCREATIVE FINANCIAL DESIGNS, INC.

2704 S GOYER RD, KOKOMO, IN 46902CRD# 4525494Firm CRD# 109032

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ricky L Bain · KOKOMO, IN

Registration

CRD #4525494 · CREATIVE FINANCIAL DESIGNS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

CREATIVE FINANCIAL DESIGNS, INC.

Oct 2007 – present

SECURITIES AMERICA ADVISORS, INC.

Mar 2007 – Oct 2007

LEE'S SUMMIT, MO

CREATIVE FINANCIAL DESIGNS, INC.

Feb 2004 – Mar 2007

LEE'S SUMMIT, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · February 4, 2004

Years registered · 22

Disclosure History

2019Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CREATIVE FINANCIAL DESIGNS, INC.

CRD 109032 · SEC 801-60153

AUM

$2.1B

Regulatory assets under management

Employees

152

12,377 client accounts

Services offered by CREATIVE FINANCIAL DESIGNS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CREATIVE FINANCIAL DESIGNS, INC. →

Introduction

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Frequently Asked Questions

What services does Ricky L Bain offer?

Ricky L Bain specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KOKOMO, Indiana for a consultation.

What are Ricky L Bain's credentials?

Ricky L Bain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ricky L Bain located?

Ricky L Bain is based in KOKOMO, Indiana, working with CREATIVE FINANCIAL DESIGNS, INC.. Their office serves clients in the KOKOMO metropolitan area and surrounding communities.

How does Ricky L Bain charge for services?

Ricky L Bain's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CREATIVE FINANCIAL DESIGNS, INC.?

CREATIVE FINANCIAL DESIGNS, INC. has approximately 152 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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