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James Stafford Moser

LINCOLN FINANCIAL SECURITIES CORPORATION·FORT WAYNE, Indiana
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1301 SOUTH HARRISON STREET, FORT WAYNE, IN 46802CRD# 2340942Firm CRD# 3870
01

About

James Stafford Moser is a registered financial advisor based in FORT WAYNE, Indiana, affiliated with LINCOLN FINANCIAL SECURITIES CORPORATION. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
OSAIC FS, INC.
OSAIC FS, INC.
AUM
$4.5B
Regulatory assets under management
Employees
655
Total firm employees
View all advisors at OSAIC FS, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 2340942
Firm CRD# 3870
6 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Stafford Moser offer?
James Stafford Moser specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WAYNE, Indiana for a consultation.
What are James Stafford Moser's credentials?
James Stafford Moser is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Stafford Moser located?
James Stafford Moser is based in FORT WAYNE, Indiana, working with LINCOLN FINANCIAL SECURITIES CORPORATION. Their office serves clients in the FORT WAYNE metropolitan area and surrounding communities.
How does James Stafford Moser charge for services?
James Stafford Moser's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LINCOLN FINANCIAL SECURITIES CORPORATION?
LINCOLN FINANCIAL SECURITIES CORPORATION has approximately 655 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Indiana
INDIANAPOLIS (397)CARMEL (128)EVANSVILLE (41)SOUTH BEND (37)GOSHEN (32)
City Guides
INDIANAPOLIS GuideCARMEL GuideEVANSVILLE GuideSOUTH BEND GuideGOSHEN Guide
Research
Advisor Fees in IndianaNational Fee Analysis
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