Unclaimed Profile

Marc D Horner

FAIRHAVEN WEALTH MANAGEMENT, LLC·WHEATON, Illinois

SIE, Series 7, Series 9, Series 10, Series 31, Series 65, Series 66CFP25 years registeredFAIRHAVEN WEALTH MANAGEMENT, LLC

104 E. ROOSEVELT ROAD, WHEATON, IL 60187CRD# 4332438Firm CRD# 173771

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marc D Horner · WHEATON, IL

Registration

CRD #4332438 · FAIRHAVEN WEALTH MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

PURE FINANCIAL ADVISORS, LLC

Apr 2025 – present

FAIRHAVEN WEALTH MANAGEMENT, LLC

Mar 2015 – Oct 2025

WHEATON, IL

UBS FINANCIAL SERVICES INC.

Nov 2008 – Jan 2015

OAKBROOK TERRACE, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 2001 – Nov 2008

OAKBROOK, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 65

Series 66

Registration record

First registered · August 3, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

2019Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

FAIRHAVEN WEALTH MANAGEMENT, LLC

CRD 173771 · SEC 801-80596

AUM

$700M

Regulatory assets under management

Employees

1,596 client accounts

Services offered by FAIRHAVEN WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FAIRHAVEN WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Marc D Horner offer?

Marc D Horner specializes in Financial Planning, Investment Management. Contact their office in WHEATON, Illinois for a consultation.

What are Marc D Horner's credentials?

Marc D Horner holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Marc D Horner located?

Marc D Horner is based in WHEATON, Illinois, working with FAIRHAVEN WEALTH MANAGEMENT, LLC. Their office serves clients in the WHEATON metropolitan area and surrounding communities.

How does Marc D Horner charge for services?

Marc D Horner's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FAIRHAVEN WEALTH MANAGEMENT, LLC?

FAIRHAVEN WEALTH MANAGEMENT, LLC has approximately 19 employees and manages $700M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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