AdvisorOS Directory
Claim Profile
TW

Tracy L Winters

ARCHFORD CAPITAL STRATEGIES, LLC·SWANSEA, Illinois
Unclaimed Profile
13 WOLF CREEK, SWANSEA, IL 62226CRD# 3069871Firm CRD# 164482
01

About

Tracy L Winters is a registered financial advisor based in SWANSEA, Illinois, affiliated with ARCHFORD CAPITAL STRATEGIES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
ARCHFORD CAPITAL STRATEGIES, LLC
ARCHFORD CAPITAL STRATEGIES, LLC
AUM
$972M
Regulatory assets under management
Employees
41
Total firm employees
View all advisors at ARCHFORD CAPITAL STRATEGIES, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 3069871
Firm CRD# 164482
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in SWANSEA?

Browse all registered financial advisors in SWANSEA, Illinois or claim this profile if it's yours.

Browse SWANSEA AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Tracy L Winters offer?
Tracy L Winters specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SWANSEA, Illinois for a consultation.
What are Tracy L Winters's credentials?
Tracy L Winters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tracy L Winters located?
Tracy L Winters is based in SWANSEA, Illinois, working with ARCHFORD CAPITAL STRATEGIES, LLC. Their office serves clients in the SWANSEA metropolitan area and surrounding communities.
How does Tracy L Winters charge for services?
Tracy L Winters's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ARCHFORD CAPITAL STRATEGIES, LLC?
ARCHFORD CAPITAL STRATEGIES, LLC has approximately 41 employees and manages $972M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in SWANSEA
James Donald Maher — ARCHFORD CAPITAL STRATEGIES, LLCJohn Roland Russo — ARCHFORD CAPITAL STRATEGIES, LLCPaul Richard Alegnani — ARCHFORD CAPITAL STRATEGIES, LLCAmanda Kay White — ARCHFORD CAPITAL STRATEGIES, LLCJacob Jung Hong — ARCHFORD CAPITAL STRATEGIES, LLC
Nearby cities in Illinois
CHICAGO (3944)OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)
City Guides
CHICAGO GuideOAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile