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James Donald Maher

ARCHFORD CAPITAL STRATEGIES, LLC·SWANSEA, Illinois
SIE, Series 7, Series 9, Series 10, Series 63, Series 66, Series 99TOCFPClean record25 years registeredARCHFORD CAPITAL STRATEGIES, LLC
13 WOLF CREEK, SWANSEA, IL 62226CRD# 2326090Firm CRD# 164482

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Donald Maher · SWANSEA, IL
Registration
CRD #2326090 · ARCHFORD CAPITAL STRATEGIES, LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

ARCHFORD CAPITAL STRATEGIES, LLC
Mar 2013 – present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Apr 2001 – Apr 2013
SWANSEA, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 63
Series 66
Series 99TO
Registration record
First registered · April 27, 2001
Years registered · 25
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ARCHFORD CAPITAL STRATEGIES, LLC
CRD 164482 · SEC 801-76851
AUM
$972M
Regulatory assets under management
Employees
41
3,478 client accounts
Services offered by ARCHFORD CAPITAL STRATEGIES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at ARCHFORD CAPITAL STRATEGIES, LLC →
Introduction

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05

Frequently Asked Questions

What services does James Donald Maher offer?
James Donald Maher specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SWANSEA, Illinois for a consultation.
What are James Donald Maher's credentials?
James Donald Maher holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is James Donald Maher located?
James Donald Maher is based in SWANSEA, Illinois, working with ARCHFORD CAPITAL STRATEGIES, LLC. Their office serves clients in the SWANSEA metropolitan area and surrounding communities.
How does James Donald Maher charge for services?
James Donald Maher's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ARCHFORD CAPITAL STRATEGIES, LLC?
ARCHFORD CAPITAL STRATEGIES, LLC has approximately 41 employees and manages $972M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ARCHFORD CAPITAL STRATEGIES, LLC

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John Roland Russo
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Jacob Jung Hong
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Paul Richard Alegnani
SWANSEA, IL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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