Unclaimed Profile

Unbo Chung

ARETE WEALTH ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 14, Series 24, Series 6612 years registeredARETE WEALTH ADVISORS, LLC

1115 W FULTON MARKET, CHICAGO, IL 60607CRD# 6208569Firm CRD# 145488

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Unbo Chung · CHICAGO, IL

Registration

CRD #6208569 · ARETE WEALTH ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARETE WEALTH ADVISORS, LLC

CENTER STREET ADVISORS, INC.

Oct 2021 – Jun 2023

Chicago, IL

ARETE WEALTH ADVISORS, LLC

Dec 2013 – Feb 2026

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 14

Series 24

Series 66

Registration record

First registered · December 5, 2013

Years registered · 12

Disclosure History

2025Civil·Pending

2024Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

ARETE WEALTH ADVISORS, LLC

CRD 145488 · SEC 801-69827

AUM

$2.7B

Regulatory assets under management

Employees

130

5,251 client accounts

Services offered by ARETE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ARETE WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Unbo Chung offer?

Unbo Chung specializes in Financial Planning, Investment Management, Wealth Management.

What are Unbo Chung's credentials?

Unbo Chung is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Unbo Chung located?

Unbo Chung is based in CHICAGO, Illinois, last registered with ARETE WEALTH ADVISORS, LLC.

How does Unbo Chung charge for services?

Unbo Chung's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: sharing in underwriting fees from an affiliated broker-dealer. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARETE WEALTH ADVISORS, LLC?

ARETE WEALTH ADVISORS, LLC has approximately 130 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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