Unclaimed Profile

Joshua Dean Rogers

ARETE WEALTH ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 4, Series 7, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 65, Series 79TOClean record26 years registeredARETE WEALTH ADVISORS, LLC

1115 W FULTON MARKET, CHICAGO, IL 60607CRD# 3163818Firm CRD# 145488

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joshua Dean Rogers · CHICAGO, IL

Registration

CRD #3163818 · ARETE WEALTH ADVISORS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

ARETE WEALTH ADVISORS, LLC

Nov 2007 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Jan 2000 – Jun 2007

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 65

Series 79TO

Registration record

First registered · January 1, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARETE WEALTH ADVISORS, LLC

CRD 145488 · SEC 801-69827

AUM

$2.7B

Regulatory assets under management

Employees

130

5,251 client accounts

Services offered by ARETE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ARETE WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Joshua Dean Rogers offer?

Joshua Dean Rogers specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Joshua Dean Rogers's credentials?

Joshua Dean Rogers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joshua Dean Rogers located?

Joshua Dean Rogers is based in CHICAGO, Illinois, working with ARETE WEALTH ADVISORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Joshua Dean Rogers charge for services?

Joshua Dean Rogers's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: sharing in underwriting fees from an affiliated broker-dealer. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARETE WEALTH ADVISORS, LLC?

ARETE WEALTH ADVISORS, LLC has approximately 130 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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