Unclaimed Profile

Lisa Anne Gok

CETERA INVESTMENT MANAGEMENT LLC·SCHAMBURG, Illinois

Clean recordCETERA INVESTMENT MANAGEMENT LLC

1450 AMERICAN LANE, SCHAMBURG, IL 60173CRD# 5059738Firm CRD# 165436

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Anne Gok · SCHAMBURG, IL

Registration

CRD #5059738 · CETERA INVESTMENT MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Lisa Anne Gok is a registered financial advisor based in SCHAMBURG, Illinois, affiliated with CETERA INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

CETERA INVESTMENT MANAGEMENT LLC

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at CETERA INVESTMENT MANAGEMENT LLC →

Services

Other

Background

Compensation

Other: NO COMPENSATION RECEIVED

Regulatory

SEC/IARD CRD# 5059738

Firm CRD# 165436

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Frequently Asked Questions

What services does Lisa Anne Gok offer?

Lisa Anne Gok is a registered financial advisor in SCHAMBURG, Illinois. Contact their office for details on services offered.

What are Lisa Anne Gok's credentials?

Lisa Anne Gok is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Anne Gok located?

Lisa Anne Gok is based in SCHAMBURG, Illinois, working with CETERA INVESTMENT MANAGEMENT LLC. Their office serves clients in the SCHAMBURG metropolitan area and surrounding communities.

How does Lisa Anne Gok charge for services?

Lisa Anne Gok's firm is compensated through other: no compensation received. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CETERA INVESTMENT MANAGEMENT LLC?

CETERA INVESTMENT MANAGEMENT LLC has approximately 24 employees. The firm is registered with the SEC as an investment adviser.

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