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Jose Luis Rodriguez

CETERA INVESTMENT MANAGEMENT LLC·SCHAMBURG, Illinois
Unclaimed Profile
1450 AMERICAN LANE, SCHAMBURG, IL 60173CRD# 2105127Firm CRD# 165436
01

About

Jose Luis Rodriguez is a registered financial advisor based in SCHAMBURG, Illinois, affiliated with CETERA INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
CETERA INVESTMENT MANAGEMENT LLC
CETERA INVESTMENT MANAGEMENT LLC
AUM
Regulatory assets under management
Employees
24
Total firm employees
Services
Other
04

Background

Compensation
Other: NO COMPENSATION RECEIVED
Regulatory
SEC/IARD CRD# 2105127
Firm CRD# 165436
No disclosures on file
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05

Frequently Asked Questions

What services does Jose Luis Rodriguez offer?
Jose Luis Rodriguez is a registered financial advisor in SCHAMBURG, Illinois. Contact their office for details on services offered.
What are Jose Luis Rodriguez's credentials?
Jose Luis Rodriguez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jose Luis Rodriguez located?
Jose Luis Rodriguez is based in SCHAMBURG, Illinois, working with CETERA INVESTMENT MANAGEMENT LLC. Their office serves clients in the SCHAMBURG metropolitan area and surrounding communities.
How does Jose Luis Rodriguez charge for services?
Jose Luis Rodriguez's firm is compensated through other: no compensation received. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CETERA INVESTMENT MANAGEMENT LLC?
CETERA INVESTMENT MANAGEMENT LLC has approximately 24 employees. The firm is registered with the SEC as an investment adviser.
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