Unclaimed Profile

Stephen Kent Hinrichs

DAVID VAUGHAN INVESTMENTS, LLC·PEORIA, Illinois

Clean record28 years registeredDAVID VAUGHAN INVESTMENTS, LLC

5823 N FOREST PARK DRIVE, PEORIA, IL 61614-3559CRD# 4341093Firm CRD# 105990

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Kent Hinrichs · PEORIA, IL

Registration

CRD #4341093 · DAVID VAUGHAN INVESTMENTS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

DAVID VAUGHAN INVESTMENTS, LLC

Jul 1998 – present

Registrations & Exams

Registration record

First registered · July 15, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAVID VAUGHAN INVESTMENTS, LLC

CRD 105990 · SEC 801-12642

AUM

$4.3B

Regulatory assets under management

Employees

3,778 client accounts

Services offered by DAVID VAUGHAN INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DAVID VAUGHAN INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Kent Hinrichs offer?

Stephen Kent Hinrichs specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PEORIA, Illinois for a consultation.

What are Stephen Kent Hinrichs's credentials?

Stephen Kent Hinrichs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Kent Hinrichs located?

Stephen Kent Hinrichs is based in PEORIA, Illinois, working with DAVID VAUGHAN INVESTMENTS, LLC. Their office serves clients in the PEORIA metropolitan area and surrounding communities.

How does Stephen Kent Hinrichs charge for services?

Stephen Kent Hinrichs's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAVID VAUGHAN INVESTMENTS, LLC?

DAVID VAUGHAN INVESTMENTS, LLC has approximately 44 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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