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Stephen Kent Hinrichs

DAVID VAUGHAN INVESTMENTS, LLC·PEORIA, Illinois
Clean recordDAVID VAUGHAN INVESTMENTS, LLC
5823 N FOREST PARK DRIVE, PEORIA, IL 61614-3559CRD# 4341093Firm CRD# 105990

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Kent Hinrichs · PEORIA, IL
Registration
CRD #4341093 · DAVID VAUGHAN INVESTMENTS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Kent Hinrichs is a registered financial advisor based in PEORIA, Illinois, affiliated with DAVID VAUGHAN INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
DAVID VAUGHAN INVESTMENTS, LLC
DAVID VAUGHAN INVESTMENTS, LLC
AUM
$4.3B
Regulatory assets under management
Employees
44
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4341093
Firm CRD# 105990
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Kent Hinrichs offer?
Stephen Kent Hinrichs specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PEORIA, Illinois for a consultation.
What are Stephen Kent Hinrichs's credentials?
Stephen Kent Hinrichs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Kent Hinrichs located?
Stephen Kent Hinrichs is based in PEORIA, Illinois, working with DAVID VAUGHAN INVESTMENTS, LLC. Their office serves clients in the PEORIA metropolitan area and surrounding communities.
How does Stephen Kent Hinrichs charge for services?
Stephen Kent Hinrichs's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DAVID VAUGHAN INVESTMENTS, LLC?
DAVID VAUGHAN INVESTMENTS, LLC has approximately 44 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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