Unclaimed Profile

Patrick Joseph Smarjesse

DAVID VAUGHAN INVESTMENTS, LLC·PEORIA, Illinois

Series 7, Series 63Clean record27 years registeredDAVID VAUGHAN INVESTMENTS, LLC

5823 N FOREST PARK DRIVE, PEORIA, IL 61614-3559CRD# 1385119Firm CRD# 105990

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Joseph Smarjesse · PEORIA, IL

Registration

CRD #1385119 · DAVID VAUGHAN INVESTMENTS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

DAVID VAUGHAN INVESTMENTS, LLC

Dec 1998 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · December 28, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAVID VAUGHAN INVESTMENTS, LLC

CRD 105990 · SEC 801-12642

AUM

$4.3B

Regulatory assets under management

Employees

3,778 client accounts

Services offered by DAVID VAUGHAN INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DAVID VAUGHAN INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Patrick Joseph Smarjesse offer?

Patrick Joseph Smarjesse specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PEORIA, Illinois for a consultation.

What are Patrick Joseph Smarjesse's credentials?

Patrick Joseph Smarjesse is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Joseph Smarjesse located?

Patrick Joseph Smarjesse is based in PEORIA, Illinois, working with DAVID VAUGHAN INVESTMENTS, LLC. Their office serves clients in the PEORIA metropolitan area and surrounding communities.

How does Patrick Joseph Smarjesse charge for services?

Patrick Joseph Smarjesse's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAVID VAUGHAN INVESTMENTS, LLC?

DAVID VAUGHAN INVESTMENTS, LLC has approximately 44 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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