Unclaimed Profile

Alan Lewis Lee

STRATEGIC WEALTH MANAGEMENT, LLC·PEORIA, Illinois

Series 7, Series 63, Series 65Clean record27 years registeredSTRATEGIC WEALTH MANAGEMENT, LLC

114 STATE STREET, SUITE 2E, PEORIA, IL 61602CRD# 2723566Firm CRD# 123321

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Lewis Lee · PEORIA, IL

Registration

CRD #2723566 · STRATEGIC WEALTH MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STRATEGIC WEALTH MANAGEMENT, LLC

STRATEGIC WEALTH MANAGEMENT, LLC

Oct 1998 – Nov 2022

PEORIA, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · October 27, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATEGIC WEALTH MANAGEMENT, LLC

CRD 123321 · SEC 801-67075

AUM

$45M

Regulatory assets under management

Employees

338 client accounts

Services offered by STRATEGIC WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STRATEGIC WEALTH MANAGEMENT, LLC →

Introduction

Speak with Alan

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Alan is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PEORIA?

Browse all registered financial advisors in PEORIA, Illinois or claim this profile if it's yours.

Browse PEORIA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Alan Lewis Lee offer?

Alan Lewis Lee specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Alan Lewis Lee's credentials?

Alan Lewis Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Lewis Lee located?

Alan Lewis Lee is based in PEORIA, Illinois, last registered with STRATEGIC WEALTH MANAGEMENT, LLC.

How does Alan Lewis Lee charge for services?

Alan Lewis Lee's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGIC WEALTH MANAGEMENT, LLC?

STRATEGIC WEALTH MANAGEMENT, LLC has approximately 1 employees and manages $45M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →