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James David Sinclair

DAVID VAUGHAN INVESTMENTS, LLC·PEORIA, Illinois
Unclaimed Profile
5823 N FOREST PARK DRIVE, PEORIA, IL 61614-3559CRD# 3101931Firm CRD# 105990
01

About

James David Sinclair is a registered financial advisor based in PEORIA, Illinois, affiliated with DAVID VAUGHAN INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
DAVID VAUGHAN INVESTMENTS, LLC
DAVID VAUGHAN INVESTMENTS, LLC
AUM
$4.3B
Regulatory assets under management
Employees
44
Total firm employees
View all advisors at DAVID VAUGHAN INVESTMENTS, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 3101931
Firm CRD# 105990
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James David Sinclair offer?
James David Sinclair specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PEORIA, Illinois for a consultation.
What are James David Sinclair's credentials?
James David Sinclair is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James David Sinclair located?
James David Sinclair is based in PEORIA, Illinois, working with DAVID VAUGHAN INVESTMENTS, LLC. Their office serves clients in the PEORIA metropolitan area and surrounding communities.
How does James David Sinclair charge for services?
James David Sinclair's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DAVID VAUGHAN INVESTMENTS, LLC?
DAVID VAUGHAN INVESTMENTS, LLC has approximately 44 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in PEORIA
Melissa Vaughan Garrigan — DAVID VAUGHAN INVESTMENTS INCLawrence Williams Iv — DAVID VAUGHAN INVESTMENTS, LLCDavid John Vaughan Jr — DAVID VAUGHAN INVESTMENTS, LLCAnne Miles Vaughan — DAVID VAUGHAN INVESTMENTS INCElizabeth W Salmon — DAVID VAUGHAN INVESTMENTS, LLC
Nearby cities in Illinois
CHICAGO (3944)OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)
City Guides
CHICAGO GuideOAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
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