Unclaimed Profile

John Allan Staab

CYPRESS WEALTH MANAGEMENT, LLC·OAKBROOK TERRACE, Illinois

Series 3, Series 7, Series 63, Series 65, Series 6626 years registeredCYPRESS WEALTH MANAGEMENT, LLC

18W140 BUTTERFIELD ROAD, SUITE 1110, OAKBROOK TERRACE, IL 60181CRD# 2038015Firm CRD# 324524

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Allan Staab · OAKBROOK TERRACE, IL

Registration

CRD #2038015 · CYPRESS WEALTH MANAGEMENT, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CYPRESS WEALTH MANAGEMENT, LLC

HKS WEALTH ADVISORS

Feb 2012 – Nov 2018

OAKBROOK TERRACE, IL

UBS FINANCIAL SERVICES INC.

Nov 2011 – Feb 2012

CHICAGO, IL

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Nov 2011

CHICAGO, IL

CITIGROUP GLOBAL MARKETS INC.

Mar 2008 – Jun 2009

CHICAGO, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2000 – Mar 2008

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · April 13, 2000

Years registered · 26

Disclosure History

1993Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CYPRESS WEALTH MANAGEMENT, LLC

CRD 324524 · SEC 801-128859

AUM

$226M

Regulatory assets under management

Employees

89 client accounts

Services offered by CYPRESS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CYPRESS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does John Allan Staab offer?

John Allan Staab specializes in Financial Planning, Investment Management, Retirement Planning.

What are John Allan Staab's credentials?

John Allan Staab is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Allan Staab located?

John Allan Staab is based in OAKBROOK TERRACE, Illinois, last registered with CYPRESS WEALTH MANAGEMENT, LLC.

How does John Allan Staab charge for services?

John Allan Staab's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CYPRESS WEALTH MANAGEMENT, LLC?

CYPRESS WEALTH MANAGEMENT, LLC has approximately 5 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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