Unclaimed Profile

Michael Edward Sullivan

WALLEM ASSOCIATES, INC.·LOVES PARK, Illinois

SIE, Series 7, Series 63, Series 65CFPClean record28 years registeredWALLEM ASSOCIATES, INC.

6144 EAST RIVERSIDE BOULEVARD, LOVES PARK, IL 61111CRD# 2423809Firm CRD# 326880

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Edward Sullivan · LOVES PARK, IL

Registration

CRD #2423809 · WALLEM ASSOCIATES, INC. · 28 years registered

Brand Profile

Not yet started

Career History

LUCAS GROUP FINANCIAL ADVISORS, LLC

Jan 2024 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Apr 2016 – Jan 2024

Loves Park, IL

TRANSAMERICA FINANCIAL ADVISORS, INC.

Jul 2012 – May 2016

ROCKFORD, IL

GENWORTH FINANCIAL ADVISERS CORPORATION

Feb 1998 – Jul 2012

ROCKFORD, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · February 16, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WALLEM ASSOCIATES, INC.

CRD 326880 · SEC 801-131602

AUM

$107M

Regulatory assets under management

Employees

460 client accounts

Services offered by WALLEM ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WALLEM ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Edward Sullivan offer?

Michael Edward Sullivan specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LOVES PARK, Illinois for a consultation.

What are Michael Edward Sullivan's credentials?

Michael Edward Sullivan holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael Edward Sullivan located?

Michael Edward Sullivan is based in LOVES PARK, Illinois, working with WALLEM ASSOCIATES, INC.. Their office serves clients in the LOVES PARK metropolitan area and surrounding communities.

How does Michael Edward Sullivan charge for services?

Michael Edward Sullivan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALLEM ASSOCIATES, INC.?

WALLEM ASSOCIATES, INC. has approximately 2 employees and manages $107M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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