Unclaimed Profile

Eric James Schwartz

KLAAS FINANCIAL ASSET ADVISORS, LLC.·LOVES PARK, Illinois

SIE, Series 6, Series 7, Series 63, Series 65CFPClean record11 years registeredKLAAS FINANCIAL ASSET ADVISORS, LLC.

4707 PERRY RIDGE LANE, LOVES PARK, IL 61111CRD# 6229045Firm CRD# 121399

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric James Schwartz · LOVES PARK, IL

Registration

CRD #6229045 · KLAAS FINANCIAL ASSET ADVISORS, LLC. · 11 years registered

Brand Profile

Not yet started

Career History

KLAAS FINANCIAL ASSET ADVISORS, LLC.

Dec 2020 – present

ADVICE AND PLANNING SERVICES

Mar 2017 – Nov 2020

MIDDLETON, WI

WEA FINANCIAL ADVISERS, INC.

Nov 2014 – Feb 2017

MADISON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · November 13, 2014

Years registered · 11

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KLAAS FINANCIAL ASSET ADVISORS, LLC.

CRD 121399 · SEC 801-79516

AUM

$569M

Regulatory assets under management

Employees

969 client accounts

Services offered by KLAAS FINANCIAL ASSET ADVISORS, LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at KLAAS FINANCIAL ASSET ADVISORS, LLC. →

Introduction

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Frequently Asked Questions

What services does Eric James Schwartz offer?

Eric James Schwartz specializes in Financial Planning, Investment Management. Contact their office in LOVES PARK, Illinois for a consultation.

What are Eric James Schwartz's credentials?

Eric James Schwartz holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Eric James Schwartz located?

Eric James Schwartz is based in LOVES PARK, Illinois, working with KLAAS FINANCIAL ASSET ADVISORS, LLC.. Their office serves clients in the LOVES PARK metropolitan area and surrounding communities.

How does Eric James Schwartz charge for services?

Eric James Schwartz's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KLAAS FINANCIAL ASSET ADVISORS, LLC.?

KLAAS FINANCIAL ASSET ADVISORS, LLC. has approximately 13 employees and manages $569M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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