Unclaimed Profile

Jeffery Paul Wallem

WALLEM ASSOCIATES, INC.·LOVES PARK, Illinois

SIE, Series 6, Series 7, Series 24, Series 63CFPClean record28 years registeredWALLEM ASSOCIATES, INC.

6144 EAST RIVERSIDE BOULEVARD, LOVES PARK, IL 61111CRD# 2454400Firm CRD# 326880

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffery Paul Wallem · LOVES PARK, IL

Registration

CRD #2454400 · WALLEM ASSOCIATES, INC. · 28 years registered

Brand Profile

Not yet started

Career History

LUCAS GROUP FINANCIAL ADVISORS, LLC

Jan 2024 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Apr 2016 – Jan 2024

Loves Park, IL

TRANSAMERICA FINANCIAL ADVISORS, INC.

Oct 1997 – May 2016

ROCKFORD, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · October 1, 1997

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WALLEM ASSOCIATES, INC.

CRD 326880 · SEC 801-131602

AUM

$107M

Regulatory assets under management

Employees

460 client accounts

Services offered by WALLEM ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WALLEM ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Jeffery Paul Wallem offer?

Jeffery Paul Wallem specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LOVES PARK, Illinois for a consultation.

What are Jeffery Paul Wallem's credentials?

Jeffery Paul Wallem holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jeffery Paul Wallem located?

Jeffery Paul Wallem is based in LOVES PARK, Illinois, working with WALLEM ASSOCIATES, INC.. Their office serves clients in the LOVES PARK metropolitan area and surrounding communities.

How does Jeffery Paul Wallem charge for services?

Jeffery Paul Wallem's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALLEM ASSOCIATES, INC.?

WALLEM ASSOCIATES, INC. has approximately 2 employees and manages $107M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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