Unclaimed Profile

Joseph Anthony Spokas

FORUM FINANCIAL MANAGEMENT, LLC·LOMBARD, Illinois

SIE, Series 7, Series 63CFPPFSClean record28 years registeredFORUM FINANCIAL MANAGEMENT, LLC

1900 S. HIGHLAND AVENUE, LOMBARD, IL 60148CRD# 1688775Firm CRD# 145706

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Anthony Spokas · LOMBARD, IL

Registration

CRD #1688775 · FORUM FINANCIAL MANAGEMENT, LLC · 28 years registered

Brand Profile

Not yet started

Career History

FORUM FINANCIAL MANAGEMENT, LP

Mar 2009 – present

GENWORTH FINANCIAL ADVISERS CORPORATION

Feb 1998 – Dec 2009

LOMBARD, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · February 16, 1998

Years registered · 28

Professional designations · CFP, PFS

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORUM FINANCIAL MANAGEMENT, LP

CRD 145706 · SEC 801-69970

AUM

$8.5B

Regulatory assets under management

Employees

145

21,698 client accounts

Services offered by FORUM FINANCIAL MANAGEMENT, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FORUM FINANCIAL MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does Joseph Anthony Spokas offer?

Joseph Anthony Spokas specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOMBARD, Illinois for a consultation.

What are Joseph Anthony Spokas's credentials?

Joseph Anthony Spokas holds the following professional designations: CFP, PFS. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joseph Anthony Spokas located?

Joseph Anthony Spokas is based in LOMBARD, Illinois, working with FORUM FINANCIAL MANAGEMENT, LLC. Their office serves clients in the LOMBARD metropolitan area and surrounding communities.

How does Joseph Anthony Spokas charge for services?

Joseph Anthony Spokas's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORUM FINANCIAL MANAGEMENT, LLC?

FORUM FINANCIAL MANAGEMENT, LLC has approximately 145 employees and manages $8.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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